What Is The Rule of Law
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What is the Rule of Law?
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No One Is Above The Law
The Wheel of the Law
https://www.ruleoflaw.org.au/
At its most basic level the rule of law is the concept that both the government and citizens know the law and obey it.
A good definition of the rule of law that has near universal acceptance states
“…most of the content of the rule of law can be summed up in two points:
(1) that the people (including, one should add, the government) should be ruled by the law and obey it and(2) that the law should be such that people will be able (and, one should add, willing) to be guided by it.”
Approaches to the Rule of Law
The rule of law is a complex concept that has been debated and analysed by scholars for centuries. At its core, the rule of law is concerned with the fairness, accessibility, and efficiency of the legal system, from the creation of laws, through their enforcement, and finally to the court process.
It encompasses concerns about equality under the law, government accountability, constraints on arbitrary power, independent and impartial dispute resolution, protection of human rights, democratic involvement in law-making, and a broader culture of lawfulness.
This section explores four different approaches to the rule of law:
- A. V. Dicey, a famous nineteenth-century English legal theorist;
- Lord Bingham, a senior British judge who died in 2010;
- Professor Martin Krygier, an Australian legal theorist;
- Rule of Law Education Centre Rule of Law Wheel
There are also many other lawyers and scholars who also discuss the rule of law, including Joseph Raz, Lon Fuller, F. A. Hayek, Philip Selznick, Brian Tamanaha, Geoffrey de Q. Walker, and James Spigelman.
A.V Dicey
Albert Venn Dicey was a nineteenth-century English legal theorist. He is the most famous rule of law theorist, although his interpretation of the concept has been criticised.
Dicey argued that England displayed the rule of law in three ways:
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- “That no man is punishable, or can be lawfully made to suffer in body or goods, except for a distinct breach of law established in the ordinary legal manner before the ordinary Courts of the land. In this sense, the rule of law is contrasted with every system of government based on the exercise by persons in authority of wide, arbitrary, or discretionary powers of constraint;”
- “Not only that with us no man is above the law, but (what is a different thing) that here every man, whatever be his rank or condition, is subject to the ordinary law of the realm and amenable to the jurisdiction of the ordinary tribunals;” and
- “That the general principles of the constitution (as, for example, the right to personal liberty, or the right of public meeting) are with us the result of judicial decisions determining the rights of private persons in particular cases brought before the Courts; whereas, under many foreign constitutions, the security (such as it is) given to the rights of individuals results, or appears to result, from the general principles of the constitution.”
Dicey’s interpretation of the rule of law has long been criticised as focusing too much on England, to the exclusion of other countries. It is no longer true, say his critics, if indeed it ever was, that England is the only country governed by the rule of law. The rest of the Western world, such as Continental Europe and the United States, not to mention non-Western countries, cannot have the rule of law, according to Dicey’s interpretation, simply because they are not English. Therefore, his interpretation is flawed.
Nevertheless, it highlights some key principles that have remained important throughout later discussions of the rule of law: a distrust of arbitrary power, and an insistence on equality before the law.
Although flawed, Dicey’s account of the rule of law in England shaped future generations of lawyers and scholars, and raised some key principles that are still held to be important today.
Lord Bingham
Lord Tom Bingham was a British judge who died in 2010. He was Lord Chief Justice of England and Wales, and Master of the Rolls, and Senior Law Lord. He published a book called The Rule of Law in 2010, which sets out eight principles that Lord Bingham considered made up the rule of law:
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- “The law must be accessible and, so far as possible, intelligible, clear, and predictable”;
- “Questions of legal right and liability should ordinarily be resolved by application of the law, and not the exercise of discretion”;
- “The laws of the land should apply equally to all, save to the extent that objective differences justify differentiation”;
- “Legal protection of such human rights as, within that society, are seen as fundamental”;
- “Means must be provided for resolving, without prohibitive cost or inordinate delay, bona fide civil disputes which the parties themselves are unable to resolve”;
- “Ministers and public officers at all levels must exercise the powers conferred on them reasonably, in good faith, for the purpose for which the powers were conferred, and without exceeding the limits of such powers”;
- “The adjudicative procedures provided by the state should be fair”; and
- “Compliance by the state with its obligations in international law.”
Bingham’s approach is more helpful than Dicey’s in many ways, drawing attention to the principles that countries around the world might aspire to, regardless of their history or arrangement of government institutions. There is nothing specifically English about his definition of the rule of law.
Nevertheless, Bingham’s broad definition is also controversial, particularly in its inclusion of human rights protections, and compliance with international law. Critics have argued that it reads more like a shopping list of ideal characteristics of a country or government, rather than an explanation of the rule of law. This, they say, robs the concept of ‘the rule of law’ of any meaningful content; it just becomes a list of things we think are good for a government to do.
Profesor Martin Krygier
Professor Martin Krygier, a former member of the governing committee of the Rule of Law Institute, is an Australian legal theorist. He is currently the Gordon Samuels Professor Law and Social Theory at the University of New South Wales, in Sydney.
Krygier’s interpretation of the rule of law differs from many other scholars in his insistence that we should not list principles or institutions that we regard as indispensable to the rule of law, but rather first ask why we value the rule of law – what is the purpose of it – and then proceed to identify the institutions and legal mechanisms that will advance that purpose.
Krygier argues that the purpose of the rule of law is “to temper or moderate the exercise of power, in order to avoid its arbitrary use”. Therefore, institutions or mechanisms that advance this purpose in a particular society or point in time are what we mean by the rule of law.
Rule of Law Education Centre
The Rule of Law Education Centre uses the Rule of Law Wheel to start discussion about the question “What is the Rule of Law?”
Central to the wheel and the rule of law is the concept that no one is above the law – it is applied equally and fairly to both the government and citizens. This means that all people, regardless of their status, race, culture, religion, or any other attribute, should be ruled equally by just laws.
Beyond this, the outer edge of the wheel illustrates the number of inter-related principles that uphold the rule of law in Australia, such as the presumption of innocence, and fair and prompt trials. These principles can be considered essential elements that contribute to maintaining the rule of law. Without these, the wheel would fail to turn and Australia’s rule of law would not continue to be upheld and maintained.
The final essential element is that these principles and Australia’s rule of law is supported by informed and active citizens. Without responsible and engaged citizens, society is unable to work together to uphold important principles and values which support our rule of law and democratic society.
Below is an interactive wheel, where further details on each principles can be accessed by clicking on the different sections.
Why is the Rule of Law Important for Society?
The rule of law is important because a country that adheres to the rule of law results in a society in which:
- All persons and organisations including the government are subject to and accountable to the law
- The law is known and accessible
- The Court system is independent and resolves disputes in an open and impartial manner
- All persons are presumed innocent until proven otherwise by a Court
- All persons have the right to a fair and prompt trial
- No person should be arbitrarily arrested, imprisoned, or deprived of their property
- Punishment is determined by a Court and people can only be punished in accordance with the law.
As a result, it can be said that the Rule of Law is more than simply the government and citizens knowing and obeying the law. The Rule of Law involves other ideals, for example that citizens remain active and informed and participate in the creation of just laws which regulate their behaviour and protect human rights.
At its heart, the Rule of Law is an ideal or an aspiration, that members of a society must continuously work towards.
The rule of law is essential in maintaining a free, democratic and fair society.
The Rule of Law Wheel
The relevance of the rule of law, and an understanding
of its concepts, has its origins in the Magna Carta and the Rule of Law Education Centre uses the Rule of Law Wheel to start discussion about the question “What is the Rule of Law?”
Principles of the Rule of Law
The rule of law is best described as:
‘the people (including, one should add, the government) should be ruled by the law and obey it and that the law should be such that people will be able (and, one should add, willing) to be guided by it.’
– Geoffrey de Q. Walker, The rule of law: foundation of constitutional democracy, (1st Ed., 1988).
The relevance of the rule of law is demonstrated by application of the following principles in practice:
- The law is applied equally and fairly, so that no one is above the law.
- The separation of powers between the legislature, the executive and the judiciary.
- The judicial system is independent and impartial with open justice
- The law is made by representatives of the people in an open and transparent way.
- The law is capable of being known by everyone, so that everyone can comply.
- People can only be punished in accordance with the law
- No one is subject adversely to a retrospective change of the law or prosecuted, for any offence not known to the law when committed.
- Government agencies to act as model litigants
- A fair and prompt trial.
- All people are presumed to be innocent until proven otherwise and are entitled to remain silent and are not required to incriminate themselves.
- The law and its administration is subject to open and free criticism by the people, who may assemble without fear.
‘The rule of law is an overarching principle which ensures that Australians are governed by laws which their elected representatives make and which reflect the rule of law. It requires that the laws are administered justly and fairly.’
– Robin Speed, Founder, Rule of Law Education Centre
There have been other approaches and definitions of the rule of law such as Dicey’s three principles of the rule of law and Lord Bingham’s eight principles. These can be seen on our page on Rule of Law Approaches.
The Rule of Law Wheel
To inspire discussion of the Rule of Law in practice, we use our Rule of Law Wheel which provides a way to imagine the principles and legal traditions that contribute to maintaining the rule of law in Australia.
Click on each section of the wheel below to learn more about the different principles of the rule of law:
What is the Rule of Law?
At its most basic level the rule of law is the concept that both the government and citizens know the law and obey it.
A good definition of the rule of law that has near universal acceptance states
“…most of the content of the rule of law can be summed up in two points:
(1) that the people (including, one should add, the government) should be ruled by the law and obey it and(2) that the law should be such that people will be able (and, one should add, willing) to be guided by it.”
The Rule of Law Wheel
The relevance of the rule of law, and an understanding of its concepts, has its origins in the Magna Carta and the Rule of Law Education Centre uses the Rule of Law Wheel to start discussion about the question “What is the Rule of Law?”
Central to the wheel and the rule of law is the concept that no one is above the law – it is applied equally and fairly to both the government and citizens. This means that all people, regardless of their status, race, culture, religion, or any other attribute, should be ruled equally by just laws.
Beyond this, the outer edge of the wheel illustrates a number of interrelated principles that reflect the rule of law in Australia, such as the presumption of innocence, and fair and prompt trials.
These principles can be considered essential elements that contribute to maintaining the rule of law. Without these, the wheel would fail to turn and Australia’s rule of law would not continue to be upheld and maintained.
Another essential element is that these principles and Australia’s rule of law is supported by informed and active citizens. Without responsible and engaged citizens, society is unable to work together to uphold important principles and values which support our rule of law and democratic society.
Judge Culver of the District Court of NSW outlines the essential features of the rule of law.
Her Honour then illustrates the rule of law in action with a fictional case of someone being given a package by a stranger and the differing treatment by the police and courts depending if the rule of law is alive and well.
The Magna Carta established the rule of law and the idea that all citizens, including those in power, should be fairly and equally ruled by the law.
The Magna Carta ensured the King is no longer above the law, people are ruled by the law and the law alone, there is a qualified Independent Judiciary, confidence in Fair Process and the law is known by all.
Why is the Rule of Law Important for Society?
The rule of law is important because a country that adheres to the rule of law results in a society in which:
- All persons and organisations including the government are subject to and accountable to the law
- The law is known and accessible
- The Court system is independent and resolves disputes in an open and impartial manner
- All persons are presumed innocent until proven otherwise by a Court
- All persons have the right to a fair and prompt trial
- No person should be arbitrarily arrested, imprisoned, or deprived of their property
- Punishment is determined by a Court and people can only be punished in accordance with the law.
As a result, it can be said that the Rule of Law is more than simply the government and citizens knowing and obeying the law. The Rule of Law involves other ideals, for example that citizens remain active and informed and participate in the creation of just laws which regulate their behaviour and protect human rights.
At its heart, the Rule of Law is an ideal or an aspiration, that members of a society must continuously work towards.
The rule of law is essential in maintaining a free, democratic and fair society.
Rule of Law Video
This video introduces the concept of the rule of law and provides some examples of ways in which the concept supports fairness and certainty in the legal system.
Lecture Series with Kevin Lindgren AM QC
The Hon Kevin Lindgren, former Justice of the Federal Court of Australia, was appointed Adjunct Professor of the rule of law at the University of Sydney in 2012. He has lectured extensively on the concept of the rule of law and has produced a paper entitled ‘The Rule of Law: Its State of Health in Australia‘.
Professor Lindgren’s other lectures include:
https://www.ruleoflaw.org.au/principles/equality-before-the-law/
No One is Above the Law
At its most basic level, the rule of law is the concept that both the government and citizens know the law and obey it.
The phrase ‘equality before the law’ is often used in relation to the rule of law and means:
the law should apply to all people equally regardless of their status in society – rich or poor, young or old, regardless of their gender, race, culture, religion, or any other attribute.
No One Is Above The Law - The Law Is Applied Equality and Fairly
Equality before the law means that all human beings have the right to be treated equally before the law. They are also entitled to the equal protection of the law, which means all people have the right to be treated fairly and not be discriminated against because of their race, colour, gender, language, religion, political beliefs, status or any other unlawful reason.
Importantly, the law must be superior. All citizens must enjoy equality before the law and be subject to the laws of Australia.
This concept was outlined by Professor A.V. Dicey who described the rule of law as
1. It means . . . the absolute supremacy or predominance of regular law as opposed to the influence of arbitrary power, and excludes the existence of arbitrariness, of prerogative, or even of wide discretionary authority on the part of the government. Englishmen are ruled by the law, and by the law alone; a man may be punished for a breach of law, but he can be punished for nothing else.
2. It means equality before the law, or the equal subjection of all classes to the ordinary law of the land administered by the ordinary law courts; the ‘rule of law’ in this case excludes the idea of any exemption of officials or others from the duty of obedience to the law which governs other citizens or from the jurisdiction of the ordinary courts.
3. With us the law of the constitution, the rules which in foreign countries naturally form part of a constitutional code, are not the source but the consequence of the rights of individuals, as defined and enforced by the courts; . . . the principles of private law have . . . by the action of the courts and Parliament so extended as to determine the position of the Crown and its servants; thus the constitution is the result of the ordinary law of the land.
Origins of Equality before the Law: Principles from the Magna Carta
From the Magna Carta we have the principle that all citizens, including those in power, should be fairly and equally ruled by the law.
The Magna Carta was an important medieval document sealed in 1215 between King John of England and the Barons. King John was an evil King who heavily taxed his people, arbitrarily took their possessions, and threw them into prison for the smallest reason. The sealing of the Magna Carta was a key moment in the development of the legal principle of Equality before the law in England.
By sealing the Magna Carta, King John was agreeing to follow the laws of the land. It gave the people a mechanism to limit the power of the King and assert their rights. The Magna Carta established the concept of the rule of law where all citizens, including the King, must follow the law.
Under the rule of law, the law should apply to all people equally no matter if they are the King or a servant, if they are rich or poor.
As all people are equally subject to the law, all people must equally answer for their actions under the law and the law must be applied to each person in the same way. To ensure all people are bound by laws, there also must be equal access to the protections provided by the law through a fair trial and an independent and impartial judiciary.
The Magna Carta included provisions that ensured equality before the law such as
Equality before the Law and the principles from the Magna Carta that no-one is above the law and that laws must be applied equally and fairly, became key legal principles of the English justice system.
To learn more about the Magna Carta:
v
Case Study of Equality before the Law: The story of the first civil case in New South Wales, ‘The Lost Parcel’
Susannah and Henry were poor convicts who could not read or write but they were able to use the justice system to restore their loss and sue the powerful Ship’s Captain.
This case study demonstrates how the principle of equality was part of the legal system in the early colony of New South Wales and how this protected the rights of citizens, including convicts.
Further reading: